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Showing results tagged with "
Self-Regulatory Organization
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Client Alert
February 16, 2023
Traders Can Stand Up to Investigations from Regulators and Exchanges
U.S. government regulators are ramping up enforcement actions against traders for alleged market manipulation and spoofing.
Exchanges and self-regulatory organizations are piling on, subjecting traders to their own investigations.
Traders should not be afraid to stand up to these entities, and there are effective counteroffensive measures that can drive successful outcomes.
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